Lee E. Munson

PORTFOLIO WEALTH ADVISORS

Albuquerque, NM 87110

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CRD#: 3039281

Professional summary

Lee Eugene Munson, CFA, CFP® is a registered financial advisor currently at PORTFOLIO WEALTH ADVISORS located in Albuquerque, New Mexico.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Lee has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Eugene Munson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 2, 2008 - Present

PORTFOLIO WEALTH ADVISORS

Office #1: 6100 Uptown Blvd Ne Suite 540, Albuquerque, NM 87110

RIA

CRD#: 145687

Albuquerque, NM

Past

May 23, 2002 - January 9, 2008

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ALBUQUERQUE, NM

Past

April 18, 2002 - January 9, 2008

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ALBUQUERQUE, NM

Past

November 9, 2000 - April 17, 2001

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

April 27, 1998 - November 28, 2000

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTFOLIO WEALTH ADVISORS

PORTFOLIO ASSET MANAGEMENT | PORTFOLIO, LLC | PORTFOLIO WEALTH ADVISORS

CRD#: 145687 / SEC#: 801-68615

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(1/2/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/24/1998

General Securities Representative Examination

Current Firm

PORTFOLIO WEALTH ADVISORS

PORTFOLIO ASSET MANAGEMENT | PORTFOLIO, LLC | PORTFOLIO WEALTH ADVISORS

CRD#: 145687 / SEC#: 801-68615

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

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Contact information

Main Address

6100 Uptown Blvd Ne Suite 540, Albuquerque, NM 87110

Mailing Address

Phone number

(505) 884-3445

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PORTFOLIO WEALTH ADVISORS WRAP FEE BROCHURE (1/10/2025)

FIRM BROCHURE (1/10/2025)

Regulatory assets under management

Total Number of Accounts	750
AUM (Assets Under Management)	$ 373,189,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lee E. Munson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Eugene Munson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

PRIME CHARTER LTD.

Primary Firm SEC Registration

PORTFOLIO WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/2002

Series 63

Date: 4/30/1998

Series 7

Date: 4/24/1998

Current Firm

PORTFOLIO WEALTH ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO WEALTH ADVISORS

TRUST BUT VERIFY

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