Donald W. Lawler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald William Lawler was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1969. Donald had worked at 8 firms and has passed the Series 63, Series 15, Series 5, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1985 - May 22, 1986
GROUP CAPITAL CORPORATION
June 1, 1981 - May 7, 1984
LEHMAN BROTHERS INC.
September 26, 1978 - July 21, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 7, 1975 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
April 24, 1975 - July 10, 1975
INVESTMENT MANAGEMENT & RESEARCH INC
July 23, 1974 - July 10, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA
November 5, 1973 - August 19, 1974
HAYDEN STONE INC.
February 21, 1969 - August 11, 1973
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 12/30/1983
Foreign Currency Options ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 000
Date: 2/11/1969
General Securities Principal ExaminationSeries 1
Date: 2/11/1969
Registered Representative ExaminationCurrent Firm
GROUP CAPITAL CORPORATION
CRD#: 15723 / SEC#: , 8-32742
Contact information
Documents
Red Flags
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