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Donald William Lawler

CRD# 303924·Registered 1969 - 1986
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald William Lawler was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1969 - 1986. Donald had worked at 8 firms and has passed the Series 63, Series 15, Series 5, Series 000 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

GROUP CAPITAL CORPORATION·CRD# 15723
BD
August 27, 1985 - May 22, 1986
LEHMAN BROTHERS INC.·CRD# 7506
BD
June 1, 1981 - May 7, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - July 21, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
August 7, 1975 - September 26, 1978
INVESTMENT MANAGEMENT & RESEARCH INC·CRD# 1000004
BD
April 24, 1975 - July 10, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA·CRD# 292
BD
July 23, 1974 - July 10, 1975
HAYDEN STONE INC.·CRD# 6567
BD
November 5, 1973 - August 19, 1974
KIDDER, PEABODY & CO., INCORPORATED·CRD# 488
BD
February 21, 1969 - August 11, 1973

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Current Firm

GC
GROUP CAPITAL CORPORATION

GROUP CAPITAL CORPORATION

CRD#: 15723 / SEC#: 8-32742
BD
Terminated by FINRA on 12/22/1989

Contact Information

Established

Texas since 10/31/1983

Firm Type

Corporation

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1982About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Dec 1983

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 000 — General Securities Principal Examination

Passed Feb 1969

Series 1 — Registered Representative Examination

Passed Feb 1969

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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