Shawn J. Woodard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Jermel Woodard, who also goes by Shawn J Woodard, was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1998. Shawn had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2009 - November 13, 2016
QUESTAR ASSET MANAGEMENT, INC.
November 14, 2003 - November 13, 2016
QUESTAR CAPITAL CORPORATION
August 5, 1998 - January 21, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
June 11, 1998 - January 21, 2003
IDS LIFE INSURANCE COMPANY
June 11, 1998 - January 21, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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