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Jeffrey Mark King

Jeffrey M. King

MODERN WEALTH MANAGEMENT
KNOXVILLE, TN 37932
Some features on this profile are disabled
CRD#: 3039028
Jeffrey Mark King

Professional summary

Jeffrey Mark King, CFP®, who also goes by J. Mark King, Mark King, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Knoxville, Tennessee.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

J. Mark King | Mark King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1998-PRESENT: INDEPENDENT INSURANCE AGENT/INSURANCE RELATED/OAK RIDGE, TN/INSURANCE AGENT/INSURANCE PRODUCTS AND SERVICES VIA UNAFFILIATED ISSUERS/MAY INVOLVE 10% OR MORE TIME EACH MONTH, INCLUDING DURING MARKET HOURS.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Mark King's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

Experience

Current

July 1, 2024 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 9717 Cogdill Road Suite 202, Knoxville, TN 37932
RIA
CRD#: 324624
KNOXVILLE, TN
Past

February 22, 2005 - July 15, 2024

C & J WEALTH ADVISORS

RIA
CRD#: 133293
KNOXVILLE, TN
Past

March 24, 2004 - March 31, 2005

INVESTMENT PLANNING SERVICES, INC.

RIA
CRD#: 125913
OAK RIDGE, TN
Past

September 30, 2003 - April 30, 2010

SECURITIES AMERICA, INC.

BD
CRD#: 10205
OAK RIDGE, TN
Past

April 19, 2000 - October 3, 2003

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

February 11, 2000 - March 31, 2000

FIRST HORIZON ADVISORS, INC.

BD
CRD#: 17117
MEMPHIS, TN
Past

April 9, 1998 - March 6, 2000

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(7/8/2024)
IAR
Texas
(7/1/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/28/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/8/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 2/9/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/8/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/26/2007
General Securities Principal Examination

Current Firm

MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)
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Contact information

Main Address
13550 W 95th St., Lenexa, KS 66227
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
150

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts18,823
AUM (Assets Under Management)$ 6,148,915,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624Knoxville, TN 37932

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