Christopher E. Milliken
Professional summary
Christopher Edwin Milliken, who also goes by Chris Milliken, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Edwin Milliken's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2025 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416September 27, 2022 - June 20, 2025
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
September 27, 2022 - June 20, 2025
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
January 2, 2013 - September 21, 2022
VIRTUS INVESTMENT ADVISERS, LLC
December 19, 2012 - September 21, 2022
VP DISTRIBUTORS LLC
September 22, 2006 - December 6, 2012
DWS DISTRIBUTORS, INC.
June 20, 2006 - September 26, 2006
FEDERATED INVESTMENT COUNSELING
April 16, 1998 - September 26, 2006
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2025)
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(7/2/2025)
(7/2/2025)
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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