John A. Lavora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John August Lavora was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 13 firms and has passed the Series 63, SIE, Series 55 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2014 - June 9, 2016
VIRTU ITG LLC
March 18, 2008 - February 10, 2014
RBC CAPITAL MARKETS, LLC
April 12, 2001 - April 7, 2008
CITIGROUP GLOBAL MARKETS INC.
August 31, 1998 - April 9, 2001
JPMSI
July 1, 1998 - September 1, 1998
COWEN AND COMPANY
January 13, 1998 - July 1, 1998
FINANCIAL SQUARE PARTNERS
May 3, 1993 - January 5, 1998
SALOMON BROTHERS INC.
March 5, 1990 - May 3, 1993
SANFORD C. BERNSTEIN & CO., INC.
April 26, 1986 - March 12, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
September 17, 1984 - April 11, 1986
L. F. ROTHSCHILD & CO. INCORPORATED
July 13, 1978 - September 28, 1984
BECKER PARIBAS INCORPORATED
December 24, 1974 - July 13, 1978
BECKER SECURITIES INCORPORATED
May 3, 1973 - November 25, 1975
A. G. BECKER & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/24/2006
Limited Representative-Equity Trader ExamSeries 1
Date: 4/30/1973
Registered Representative ExaminationCurrent Firm
VIRTU ITG LLC
CRD#: 29299 / SEC#: , 8-44218
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VIRTU ITG HOLDINGS LLC | SHAREHOLDER | |
| CAVOLI, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 4468202 |
| ILARIO, ANTHONY | CHIEF OPERATIONS OFFICER | 2262100 |
| LEVINE, MATTHEW STEVEN | CHIEF COMPLIANCE OFFICER | 5384169 |
| ROSS, CHRISTOPHER MICHAEL | REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL | 4749157 |
| SULLIVAN, JOHN GERALD | FINOP | 4330347 |
| WILLIAMS, IAN TIMOTHY MR. | MANAGING DIRECTOR | 5637056 |
Disclosures
| Regulatory Event | 40 |
Red Flags
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