Christian M. Ramsey

QRIA

COLORADO SPRINGS, CO

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CRD#: 3038410

Professional summary

Christian Mcdonald Ramsey is a registered financial advisor currently at QRIA, INC. located in Colorado Springs, Colorado.

Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Christian has worked at 6 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Mcdonald Ramsey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2023 - Present

QRIA, INC.

RIA

CRD#: 324506

COLORADO SPRINGS, CO

Past

February 29, 2016 - May 2, 2023

GWN SECURITIES INC.

RIA

CRD#: 128929

Sierra Vista, AZ

Past

February 25, 2016 - May 2, 2023

GWN SECURITIES INC.

CRD#: 128929

PALM BEACH GARDENS, FL

Past

January 26, 2009 - February 10, 2016

FOOTHILL SECURITIES, INC.

RIA

CRD#: 1027

Sierra Vista, AZ

Past

January 23, 2009 - February 10, 2016

FOOTHILL SECURITIES, INC.

CRD#: 1027

Sierra Vista, AZ

Past

April 5, 2005 - January 22, 2009

QA3 FINANCIAL LLC

RIA

CRD#: 104957

ROSEVILLE, CA

Past

March 22, 2005 - January 22, 2009

QA3 FINANCIAL CORP.

CRD#: 14754

ROSEVILLE, CA

Past

April 16, 1998 - November 3, 1998

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/23/2023)

IAR

California
(7/7/2023)

IAR

Colorado
(1/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/4/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/8/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/9/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

QRIA, INC.

CHRISTIAN RAMSEY | QRIA, INC.

CRD#: 324506 / SEC#:

Arizona

Registered Investment Advisory firm - (5/23/2023 Approved)

California

Registered Investment Advisory firm - (7/7/2023 Approved)

Colorado

Registered Investment Advisory firm - (1/3/2024 Approved)

Texas

Registered Investment Advisory firm - (3/18/2026 Conditional Restricted)

PREMIUM

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Contact information

Main Address

Colorado Springs, CO

Mailing Address

102 S Tejon St Suite 1100, Colorado Springs, CO 80904

Phone number

(916) 233-6010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 18,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christian M. Ramsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Mcdonald Ramsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

QRIA, INC.

GWN SECURITIES INC.

GWN SECURITIES INC.

FOOTHILL SECURITIES, INC.

FOOTHILL SECURITIES, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

WELLS FARGO SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/4/2005

Series 65

Date: 10/8/2004

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/21/2005

Series 6

Date: 4/9/1998

Current Firm

QRIA, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

QRIA, INC.

TRUST BUT VERIFY

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