Quintano D. Downes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Quintano Delbradley Downes, who also goes by Quintano Delbradley Downes Sr, was a registered financial professional .
Quintano is a previously registered financial professional and started their career in finance in 1998. Quintano had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2017 - September 8, 2017
CV BROKERAGE, INC
October 24, 2014 - March 20, 2015
BONWICK CAPITAL PARTNERS, LLC
May 5, 2014 - November 19, 2015
KIPLING JONES & CO., LTD.
March 31, 2014 - December 18, 2014
KIPLING JONES & CO., LTD.
January 13, 2012 - July 11, 2013
KIPLING JONES & CO., LTD.
December 5, 2011 - March 6, 2012
MCMORGAN & COMPANY CAPITAL ADVISORS LLC
October 17, 2006 - August 25, 2011
APB FINANCIAL GROUP, LLC
April 10, 2006 - July 17, 2006
JOSEPH GUNNAR & CO. LLC
November 22, 2005 - January 3, 2006
GOETZ, BATCHKER & COMPANY, INC.
July 30, 2003 - January 3, 2006
SEIDEL & CO., LLC
January 3, 2002 - April 11, 2002
BROOKSTREET SECURITIES CORPORATION
July 8, 1999 - June 21, 2002
NEBRASKA HUDSON COMPANY, INC.
September 2, 1998 - June 4, 1999
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/10/2000
Limited Representative-Equity Trader ExamCurrent Firm
CV BROKERAGE, INC
CRD#: 462 / SEC#: , 8-12429
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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