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Quintano Delbradley Downes

CRD# 3038351·Registered 1998 - 2017
Previously Registered: Being a previously registered professional could mean that Quintano is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Quintano Delbradley Downes, who also goes by Quintano Delbradley Downes Sr, was a registered financial advisor. Quintano was a previously registered financial professional and started their career in finance 1998 - 2017. Quintano had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Quintano Delbradley Downes Sr

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

Past

CV BROKERAGE, INCPast·CRD# 462
BD
New York, NY
July 18, 2017 - September 8, 2017
KIPLING JONES & CO., LTD.Past·CRD# 144730
BD
Houston, TX
May 5, 2014 - November 19, 2015
BONWICK CAPITAL PARTNERS, LLCPast·CRD# 156469
BD
New York, NY
October 24, 2014 - March 20, 2015
KIPLING JONES & CO., LTD.Past·CRD# 144730
BD
Houston, TX
March 31, 2014 - December 18, 2014
KIPLING JONES & CO., LTD.Past·CRD# 144730
BD
New York, NY
January 13, 2012 - July 11, 2013
MCMORGAN & COMPANY CAPITAL ADVISORS LLCPast·CRD# 137222
BD
San Francisco, CA
December 5, 2011 - March 6, 2012
APB FINANCIAL GROUP, LLCPast·CRD# 38235
BD
New York, NY
October 17, 2006 - August 25, 2011
JOSEPH GUNNAR & CO. LLCPast·CRD# 24795
BD
New York, NY
April 10, 2006 - July 17, 2006
GOETZ, BATCHKER & COMPANY, INC.Past·CRD# 32282
BD
New York, NY
November 22, 2005 - January 3, 2006
SEIDEL & CO., LLCPast·CRD# 42821
BD
New York, NY
July 30, 2003 - January 3, 2006
NEBRASKA HUDSON COMPANY, INC.Past·CRD# 27501
BD
Omaha, NE
July 8, 1999 - June 21, 2002
BROOKSTREET SECURITIES CORPORATIONPast·CRD# 14667
BD
San Juan Capistrano, CA
January 3, 2002 - April 11, 2002
LADENBURG CAPITAL MANAGEMENT INC.Past·CRD# 14623
BD
Bethpage, NY
September 2, 1998 - June 4, 1999

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Current Firm

CB
CV BROKERAGE, INC

CV BROKERAGE INC | JAMES C. BUTTERFIELD INC. | CV BROKERAGE, INC

CRD#: 462 / SEC#: 8-12429
BD
Cancelled by SEC on 09/28/2023

Contact Information

Established

Michigan since 05/25/1965

Firm Type

Corporation

Fiscal Year End

December

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CV INVESTMENTS, LLCMEMBER—
JUILIANO, COLLEEN JANEFINOP4818898
MCCORMACK, WILLIAM THOMASCEO, CCO, COO2690069

Disclosures

Regulatory Event

10

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jul 2011About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2000

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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