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JW

Jodi L. Webster

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CRD#: 3038333
JW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jodi Lynne Webster, who also goes by Jodi L Moser, Jodi Webster, was a registered financial professional .

Jodi is a previously registered financial professional and started their career in finance in 1998. Jodi had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jodi L Moser | Jodi Webster

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 27, 2011 - October 7, 2011

WILMINGTON BROKERAGE SERVICES COMPANY

BD
CRD#: 14942
BUFFALO, NY
Past

October 7, 2000 - June 29, 2012

M&T SECURITIES, INC.

BD
CRD#: 17358
WILLIAMSPORT, PA
Past

June 4, 1999 - October 7, 2000

KEYSTONE BROKERAGE, LLC

BD
CRD#: 17445
WILLIAMSPORT, PA
Past

May 5, 1998 - February 17, 1999

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 6/30/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


WB
WILMINGTON BROKERAGE SERVICES COMPANY
WILMINGTON BROKERAGE SERVICES COMPANY

CRD#: 14942 / SEC#: , 8-31441

BD
Terminated by SEC on 04/06/2012
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 09/17/1981
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MANUFACTURERS AND TRADERS TRUST COMPANYOWNER
GOULDING, CAROL ANNDIRECTOR, CHIEF COMPLIANCE OFFICER2410336
KEANE, MICHAEL JDIRECTOR, CFO5630279
RANDALL, CHRISTOPHER DOUGLASDIRECTOR, PRESIDENT1567178
STINSON, SUSANDIRECTOR5958854
TALMAN, MARILYNDIRECTOR5123010

Disclosures


Regulatory Event16

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WILMINGTON BROKERAGE SERVICES COMPANY

CRD#: 14942

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