Michael T. Koenig
FIRSTRUST
Daytona Beach, FL 32114
Some features on this profile are disabled
CRD#: 3038255
Professional summary
Michael T Koenig, CFP® is a registered financial advisor currently at FIRSTRUST located in Daytona Beach, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 1 firm and has passed the Series 65 exam.
Biography
Michael Koenig is the original founder of FirsTrust. He serves today as the firm's Managing Partner and heads our Trusts & Estates Division. Mr. Koenig completed his Bachelor's Degree at the University of Maryland, a 2-year Graduate curriculum in Finance at George Washington University, and the CERTIFIED FINANCIAL PLANNER (tm) certification through the College for Financial Planning in Denver, CO. Every year, he continues his studies in the specialized field of trust and estate taxes through the University of Miami School of Law at its Heckerling Institute in Miami, Florida. Over the past 28 years, Mike has served as the CEO of Congressional Financial Corporation in Washington, DC, co-founder of the National Business Advisors Group of Orlando, Chairman of the FirsTrust Advisory Council, and a member of the Board of Directors for both the International Association for Financial Planning and the Institute of Certified Financial Planners. Today, Mr. Koenig associates exclusively within the Fee-Only community, and participates as a Registered Financial Advisor in the National Association of Personal Financial Advisors (NAPFA).
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Retirement Planning
Insurance Planning
Comprehensive Financial Planni...
Estate Planning
Tax Planning
Retirement Income Management
Investment Planning
Do you have an area of expertise or specialization?
AUM
Business Owners
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael T Koenig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
May 18, 1998 - Present
FIRSTRUST
Office #1: 113 Executive Circle, Daytona Beach, FL 32114RIA
CRD#: 111800
Daytona Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIRSTRUST
FIRSTRUST | FIRSTRUST LLC
CRD#: 111800 / SEC#: 801-56812
RIA
Registered Investment Advisory firm - (8/30/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/18/1998)
IAR
Georgia(11/5/2015)
Current Firm
FIRSTRUST
FIRSTRUST | FIRSTRUST LLC
CRD#: 111800 / SEC#: 801-56812
RIA
Registered Investment Advisory firm - (8/30/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
113 Executive Cir., Daytona Beach, FL 32114
Mailing Address
Phone number
(386) 788-3737
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 202,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRSTRUST
CRD#: 111800Daytona Beach, FL 32114TRUST BUT VERIFY
Monitor Michael Koenig
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
