Nona M. Battistella
Professional summary
Nona Marie Battistella, CFP®, CLU®, who also goes by Nona Battistella, is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Camas, Washington.
Nona is registered as a RR (Registered Representative) and started their career in finance in 2000. Nona has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nona Marie Battistella's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2023 - Present
SAYBRUS EQUITY SERVICES, LLC
March 24, 2020 - July 5, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 5, 2014 - March 31, 2020
PRUCO SECURITIES, LLC.
September 26, 2013 - December 5, 2013
U.S. BANCORP ADVISORS, LLC
September 19, 2013 - December 5, 2013
U.S. BANCORP ADVISORS, LLC
January 23, 2013 - September 20, 2013
TRANCEKA CAPITAL, LLC
January 21, 2010 - June 13, 2011
KEY INVESTMENT SERVICES LLC
January 30, 2008 - September 30, 2009
BNY MELLON SECURITIES CORPORATION
June 21, 2005 - November 30, 2007
FOCUSPOINT PRIVATE CAPITAL GROUP
September 20, 2002 - June 9, 2005
WELLS FARGO INVESTMENTS, LLC
September 13, 2002 - June 9, 2005
WELLS FARGO INVESTMENTS, LLC
April 12, 2000 - October 26, 2001
FAM DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2024)
(9/18/2024)
(11/20/2024)
(11/20/2024)
(11/20/2024)
(7/3/2023)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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