Steven P. Alms
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Paul Alms, who also goes by Stephen P Alms, Stephen Paul Alms, Steven Paul Alms Mr., was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1999. Steven had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2003 - December 31, 2015
BLACK INK WEALTH MANAGEMENT, INC.
May 17, 2002 - October 24, 2003
WEALTHSPIRE ADVISORS
January 1, 1999 - February 27, 2004
EICHELBERGER GRIESSER EDDY & ALMS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
BLACK INK WEALTH MANAGEMENT, INC.
CRD#: 120887 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
