Judson D. Laverell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judson Daniel Laverell II, who also goes by Judson Daniel Laverell, was a registered financial professional .
Judson is a previously registered financial professional and started their career in finance in 1968. Judson had worked at 11 firms and has passed the Series 000, Series 1, Series 27, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 1994 - February 25, 2005
N. D. MEYER & CO., INC.
December 1, 1989 - December 1, 1992
EQUITABLE ADVISORS, LLC
November 24, 1989 - December 1, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 1, 1989 - November 6, 1989
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
January 14, 1986 - January 19, 1989
LAVERELL, REYNOLDS SECURITIES, INC.
August 2, 1984 - January 14, 1986
SCHAFFER, NECKER & CO.
April 5, 1984 - June 22, 1984
J. H. WAGNER & CO. INC.
February 20, 1981 - March 6, 1984
ADVEST, INC.
November 29, 1976 - March 19, 1981
ALEX. BROWN & SONS INCORPORATED
September 15, 1972 - January 4, 1977
SCHRODER & CO. INC.
March 28, 1968 - October 11, 1972
DREXEL HARRIMAN AND RIPLEY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 3/25/1968
General Securities Principal ExaminationSeries 1
Date: 3/25/1968
Registered Representative ExaminationSeries 12
Date: 1/24/1977
NYSE Branch Manager ExaminationSeries 40
Date: 12/30/1976
Registered Principal ExaminationCurrent Firm
N. D. MEYER & CO., INC.
CRD#: 6937 / SEC#: , 8-19351
Contact information
Documents
Red Flags
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