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JL

Judson Daniel Laverell Ii

CRD# 303768·Registered 1968 - 2005
Previously Registered: Being a previously registered professional could mean that Judson is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Judson Daniel Laverell II, who also goes by Judson Daniel Laverell, was a registered financial advisor. Judson was a previously registered financial professional and started their career in finance 1968 - 2005. Judson had worked at 11 firms and has passed the Series 000, Series 1, Series 27, Series 12 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Judson Daniel Laverell

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

N. D. MEYER & CO., INC.·CRD# 6937
BD
Philadelphia, PA
November 17, 1994 - February 25, 2005
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
December 1, 1989 - December 1, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
November 24, 1989 - December 1, 1992
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.·CRD# 16201
BD
March 1, 1989 - November 6, 1989
LAVERELL, REYNOLDS SECURITIES, INC.·CRD# 17456
BD
January 14, 1986 - January 19, 1989
SCHAFFER, NECKER & CO.·CRD# 7142
BD
August 2, 1984 - January 14, 1986
J. H. WAGNER & CO. INC.·CRD# 7257
BD
April 5, 1984 - June 22, 1984
ADVEST, INC.·CRD# 10
BD
February 20, 1981 - March 6, 1984
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
November 29, 1976 - March 19, 1981
SCHRODER & CO. INC.·CRD# 6112
BD
September 15, 1972 - January 4, 1977
DREXEL HARRIMAN AND RIPLEY INC·CRD# 1000001
BD
March 28, 1968 - October 11, 1972

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Current Firm

ND
N. D. MEYER & CO., INC.

N. D. MEYER & CO., INC.

CRD#: 6937 / SEC#: 8-19351
BD
Terminated by SEC on 03/13/2006

Contact Information

Established

Pennsylvania since 09/30/1975

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
SWANSON, AMY LYNNPRESIDENT/CCO2693196
ARMSTRONG, JOHN RUSSELLSENIOR VICE PRESIDENT837997

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 000 — General Securities Principal Examination

Passed Mar 1968

Series 1 — Registered Representative Examination

Passed Mar 1968

Series 27 — Financial and Operations Principal Examination

Passed Mar 1986About the Series 27 exam

Series 12 — NYSE Branch Manager Examination

Passed Jan 1977

Series 40 — Registered Principal Examination

Passed Dec 1976

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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