Edward S. Bridges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Stafford Bridges II, who also goes by Ed Bridges II, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1971. Edward had worked at 5 firms and has passed the Series 63, Series 1, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 1999 - July 2, 2014
INTEGRATED FINANCIAL PLANNING SERVICES
July 9, 1999 - September 17, 1999
NALICO EQUITY CORPORATION
October 1, 1995 - July 1, 1999
VOYA FINANCIAL ADVISORS, INC.
June 5, 1982 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
February 18, 1971 - February 9, 1982
SECURITIES MANAGEMENT & RESEARCH, INC.
Primary Firm SEC Registration
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/14/1969
Registered Representative ExaminationCurrent Firm
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (36 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
