Travis M. Lowe

VOYA RETIREMENT ADVISORS

Braintree, MA 02184

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CRD#: 3037344

Professional summary

Travis M Lowe, who also goes by Travis Lowe, is a registered financial advisor currently at VOYA RETIREMENT ADVISORS, LLC located in Braintree, Massachusetts and VOYA FINANCIAL PARTNERS, LLC located in Braintree, Massachusetts.

Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Travis has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Travis Lowe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis M Lowe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2018 - Present

VOYA RETIREMENT ADVISORS, LLC

Office #1: 30 Braintree Hill Office Park, Braintree, MA 02184

RIA

CRD#: 3989

Braintree, MA

Current

November 20, 2018 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: 30 Braintree Hill Office Park, Braintree, MA 02184

CRD#: 34815

Braintree, MA

Past

July 5, 2018 - October 29, 2018

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

NASHUA, NH

Past

December 18, 2017 - October 29, 2018

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

NASHUA, NH

Past

September 27, 2013 - April 22, 2017

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

WORCESTER, MA

Past

January 22, 2013 - September 26, 2013

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

September 19, 2012 - March 5, 2013

SANTANDER SECURITIES LLC

CRD#: 41791

FRAMINGHAM, MA

Past

February 15, 2012 - July 3, 2012

NATIONWIDE SECURITIES, LLC

CRD#: 11173

FRAMINGHAM, MA

Past

February 6, 2012 - July 3, 2012

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

FRAMINGHAM, MA

Past

December 2, 2008 - December 2, 2011

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

November 17, 2008 - November 29, 2011

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

October 15, 2007 - July 17, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

Past

November 1, 2005 - October 4, 2007

BOFA ADVISORS, LLC

RIA

CRD#: 107900

BOSTON, MA

Past

November 2, 2004 - October 4, 2007

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

March 27, 2003 - May 18, 2004

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

July 18, 2002 - September 25, 2002

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

October 3, 2000 - November 27, 2001

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

July 28, 1998 - September 26, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(11/20/2018)

IAR

Massachusetts
(11/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/27/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

Phone number

(860) 580-2817

Established

New Jersey since 02/01/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

116

SEC notice filing (52 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA RETIREMENT ADVISORS, LLC PART 2A BROCHURE (3/12/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA INSTITUTIONAL PLAN SERVICES, LLC	SOLE MEMBER OF APPLICANT
GORDON, REGINA AVERY	CHIEF COMPLIANCE OFFICER	3173644
HULTGREN, KRISTIN HENDERSON	CFO / FINOP	5506534
NICHOLS, JAMES LUTHER IV	MANAGING DIRECTOR	5237805

Regulatory assets under management

Total Number of Accounts	13,160
AUM (Assets Under Management)	$ 30,885,140,490

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Travis M. Lowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis M Lowe's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL PARTNERS, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

EMPOWER FINANCIAL SERVICES, INC.

ADP BROKER-DEALER, INC.

SANTANDER SECURITIES LLC

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

MML INVESTORS SERVICES, LLC

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

USALLIANZ SECURITIES, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

AMUNDI DISTRIBUTOR US, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

VOYA RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2018

Series 63

Date: 12/4/1998

SIE

Date: 10/1/2018

Series 6

Date: 7/27/1998

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

VOYA RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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