Melissa D. Rimsky
BROOKSTONE CAPITAL MANAGEMENT LLC
Winter Park, FL 32789
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CRD#: 3037137
Professional summary
Melissa Deanne Rimsky, CFP®, who also goes by Melissa Deanne Anderson, Melissa Deanne Schaaf, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Winter Park, Florida.
Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Melissa has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melissa Deanne Anderson | Melissa Deanne Schaaf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Amerilife of Central Florida, LLC - Independent Representative/Insurance Agent Investment related 631 S Orlando Ave, Ste 104 Winter Park, FL 32789 Insurance Agency Started 06/2021 40 hours per week I meet with clients to assist with insurance products including Life, Annuities, Health and Specialty plans. Innovation Partners - Registered Representative Investment Related 1400 Morgan Stanley Ave Unit 138 Winter Park, FL 32789 Registered to hold my other Finra licenses. Starting 01/2022 1 hour per quarter Trustee - I am the trustee for my deceased grandmother's trust. 6/2019 1400 Morgan Stanley Ave. Unit 138 Winter Park, FL 32789 1 hours per month during normal hours 1 hour per month during normal trading securities hours. This is not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Melissa Deanne Rimsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
March 4, 2022 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 631 S. Orlando Avenue Ste 104, Winter Park, FL 32789RIA
CRD#: 141413
Winter Park, FL
Past
January 14, 2022 - November 7, 2022
INNOVATION PARTNERS LLC
BD
CRD#: 146344
CHARLOTTE, NC
Past
March 17, 2021 - May 25, 2021
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
MAITLAND, FL
Past
March 15, 2021 - May 25, 2021
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MAITLAND, FL
Past
September 24, 2015 - September 23, 2020
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
ORLANDO, FL
Past
September 22, 2015 - September 23, 2020
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
ORLANDO, FL
Past
April 27, 2015 - July 29, 2015
FINTEGRA, LLC
RIA
CRD#: 16741
Orlando, FL
Past
April 20, 2015 - July 29, 2015
FINTEGRA, LLC
BD
CRD#: 16741
Orlando, FL
Past
March 25, 2013 - February 3, 2015
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
ORLANDO, FL
Past
March 19, 2013 - February 3, 2015
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
ORLANDO, FL
Past
May 2, 2001 - February 25, 2013
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
WINTER PARK, FL
Past
June 28, 2000 - February 25, 2013
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
WINTER PARK, FL
Past
April 28, 1998 - December 16, 1999
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/4/2022)
IAR
Texas(6/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
