Dewayne Ray Nelson Iii
AIF®Professional Summary
Dewayne Ray Nelson III, AIF®, who also goes by Dewayne Ray Nelson, Trey Nelson, is a registered financial advisor currently at COLLECTIVE WEALTH ADVISORS LLC located in Phoenix, Arizona. Dewayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Dewayne has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dewayne Ray Nelson, Trey Nelson
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
COLLECTIVE WEALTH ADVISORS LLC | SWM PLANNING, LLC | SOVEREIGN WEALTH MANAGEMENT
Contact Information
Main Address
713 Main Street, Coppell, TX 75019Phone Number
(214) 427-1427# of Employees
7SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
549AUM (Assets Under Management)
$157,005,962Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
COLLECTIVE WEALTH ADVISORS LLC | SWM PLANNING, LLC | SOVEREIGN WEALTH MANAGEMENT
State Registrations and Notice Filings
(5/28/2021)
(7/9/2024)
(4/26/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1998About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Dewayne Ray Nelson III's CRS (Customer Relationship Summary).
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