Paul J. Seto

TACTIVE ADVISORS

Oceanside, CA

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CRD#: 3036617

Professional summary

Paul Jen Seto JR, who also goes by Paul Jen Seto, is a registered financial advisor currently at TACTIVE ADVISORS, LLC located in Oceanside, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Paul has worked at 4 firms and has passed the Series 65, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Jen Seto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am an Associated Person (AP) of Tricom Partners, LLC which is an Introducing Broker, CTA, and CPO. Series 3 Commodity Broker with Tricom Partners; Broker; Investment related; 16 Broad St, Suite 101 Keyport NJ 07735; It is an Introducing Broker for Futures Commission Merchants (FCM) ; Provide futures brokerage execution services; Start date: 2023-11-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 10.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Jen Seto JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2023 - Present

TACTIVE ADVISORS, LLC

RIA

CRD#: 309311

Oceanside, CA

Past

February 27, 2023 - May 19, 2023

SYMBEQUITY INVESTMENT ADVISORY, LLC

RIA

CRD#: 150055

Oceanside, CA

Past

April 14, 2021 - June 21, 2022

CLARAPHI ADVISORY NETWORK, LLC

RIA

CRD#: 165868

Oceanside, CA

Past

July 21, 2003 - September 18, 2007

MANTIS INVESTMENT LLC

RIA

CRD#: 137126

ANTELOPE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TACTIVE ADVISORS, LLC

CRD#: 309311 / SEC#: 801-119680

RIA

Registered Investment Advisory firm - (10/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 6/20/2023

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 1/30/2009

NFA Branch Manager Examination

Current Firm

TACTIVE ADVISORS, LLC

CRD#: 309311 / SEC#: 801-119680

RIA

Registered Investment Advisory firm - (10/23/2020 Approved)

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Contact information

Main Address

1990 Main Street Suite 750, Sarasota, FL 34236

Mailing Address

Phone number

(855) 282-2848

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TACTIVE ADVISORS, LLC - ADV PART 2 (7/8/2025)

Regulatory assets under management

Total Number of Accounts	2,671
AUM (Assets Under Management)	$ 456,874,649

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul J. Seto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Jen Seto JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TACTIVE ADVISORS, LLC

SYMBEQUITY INVESTMENT ADVISORY, LLC

CLARAPHI ADVISORY NETWORK, LLC

MANTIS INVESTMENT LLC

Primary Firm SEC Registration

TACTIVE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2002

Series 3

Date: 6/20/2023

Series 30

Date: 1/30/2009

Current Firm

TACTIVE ADVISORS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TACTIVE ADVISORS, LLC

TRUST BUT VERIFY

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