Nabil W. Kabbaj

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 3035959

Professional summary

Nabil William Kabbaj, who also goes by Bill Kabbaj, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Nabil is registered as a RR (Registered Representative) and started their career in finance in 1998. Nabil has worked at 7 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Kabbaj

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nabil William Kabbaj's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

May 11, 2022 - February 10, 2025

BCW SECURITIES LLC

CRD#: 144930

WESTPORT, CT

Past

July 12, 2019 - May 16, 2022

REVERE SECURITIES LLC

CRD#: 14178

NEW YORK, NY

Past

May 25, 2004 - June 5, 2007

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 12, 2002 - May 5, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 19, 2001 - February 26, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 9, 2000 - August 7, 2000

DRESDNER KLEINWORT WASSERSTEIN, LLC

CRD#: 22068

NEW YORK, NY

Past

July 20, 1998 - July 15, 1999

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/10/2025)

District of Columbia
(9/29/2025)

Florida
(4/4/2025)

Illinois
(9/5/2025)

New York
(1/16/2025)

Exams

State Security Law Exam

Series 63

Date: 7/29/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 11/28/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 7/12/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/3/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nabil W. Kabbaj

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nabil William Kabbaj's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCW SECURITIES LLC

REVERE SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DRESDNER KLEINWORT WASSERSTEIN, LLC

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/29/2019

Series 79TO

Date: 11/28/2020

Series 7TO

Date: 7/12/2019

SIE

Date: 7/3/2019

Series 7

Date: 7/18/1998

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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