John Iarussi
Professional summary
John Iarussi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, John had worked at 4 firms, which includes FIRST MONTAUK SECURITIES CORP., CANTONE RESEARCH INC., J.W. BARCLAY & CO. INC., WALL STREET ACCESS.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2003 - June 14, 2004
FIRST MONTAUK SECURITIES CORP.
February 5, 2001 - March 10, 2003
CANTONE RESEARCH INC.
October 11, 1999 - January 26, 2001
J.W. BARCLAY & CO., INC.
April 21, 1999 - October 11, 1999
WALL STREET ACCESS
September 29, 1998 - April 13, 1999
CANTONE RESEARCH INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 11/3/1999
Limited Representative-Equity Trader ExamCurrent Firm
FIRST MONTAUK SECURITIES CORP.
CRD#: 13755 / SEC#: , 8-29748
Contact information
Documents
Disclosures
| Regulatory Event | 25 |
| Arbitration | 28 |
| Bond | 5 |
Red Flags
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