Marc S. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Stephen Reed JR was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1998. Marc had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2018 - January 4, 2019
WALTON RE SECURITIES, LLC
May 24, 2010 - January 9, 2017
VOYA INVESTMENT MANAGEMENT CO. LLC
January 11, 2010 - January 9, 2017
VOYA INVESTMENTS DISTRIBUTOR, LLC
February 14, 2001 - January 14, 2010
ALLIANCEBERNSTEIN INVESTMENTS, INC.
November 1, 2000 - January 30, 2001
SANFORD C. BERNSTEIN & CO., LLC
May 21, 1998 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
WALTON RE SECURITIES, LLC
CRD#: 172024 / SEC#: , 8-69494
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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