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MM

Matthew J. Mccloskey

I-BANKERS SECURITIES
Fairfield, CT 06824
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CRD#: 3035438
MM

Professional summary


Matthew Joseph Mccloskey, who also goes by Matthew Mccloskey, is a registered financial professional currently at I-BANKERS SECURITIES, INC. located in Fairfield, Connecticut.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 7 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matthew Mccloskey

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Joseph Mccloskey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 21, 2020 - Present

I-BANKERS SECURITIES, INC.

Office #1: 1261 Post Road Suite 202a, Fairfield, CT 06824
BD
CRD#: 41352
Fairfield, CT
Past

February 9, 2016 - November 8, 2019

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

June 3, 2014 - December 14, 2015

INTL FCSTONE CREDIT TRADING LLC

BD
CRD#: 41025
STAMFORD, CT
Past

February 17, 2004 - May 12, 2014

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
STAMFORD, CT
Past

June 21, 2002 - February 27, 2004

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

March 1, 2002 - June 4, 2002

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

April 30, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

February 2, 2000 - April 30, 2001

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/14/2021)
RR
Arizona
(4/9/2025)
RR
Arkansas
(1/20/2023)
RR
California
(2/21/2020)
RR
Colorado
(2/21/2020)
RR
Connecticut
(2/21/2020)
RR
Delaware
(8/10/2021)
RR
Florida
(2/21/2020)
RR
Georgia
(6/14/2021)
RR
Illinois
(2/21/2020)
RR
Massachusetts
(2/21/2020)
RR
Minnesota
(8/16/2021)
RR
New Jersey
(2/21/2020)
RR
New York
(2/21/2020)
RR
North Carolina
(2/21/2020)
RR
Pennsylvania
(2/21/2020)
RR
Puerto Rico
(3/2/2023)
RR
South Dakota
(7/18/2024)
RR
Texas
(2/21/2020)
RR
Utah
(5/7/2024)
RR
Virginia
(2/21/2020)
RR
Washington
(2/21/2020)
RR
Wisconsin
(4/1/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 10/11/2000
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/11/1998
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/3/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/18/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


IS
I-BANKERS SECURITIES, INC.
I-BANKERS SECURITIES, INC. | MILLENNIUM FINANCIAL GROUP, INC. | IBS HOLDING CORPORATION

CRD#: 41352 / SEC#: , 8-49385

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1200 N Federal Hwy Suite 215, Boca Raton, FL 33432
Mailing Address
1200 N Federal Hwy Suite 215, Boca Raton, FL 33432
Phone number
(817) 980-9034
Established
Texas since 06/06/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MCCRORY, JAMES MICHAELBOARD CHAIRMAN/OWNER2366988
LEONARD, SHELLEY KAYOWNER2401474
FLORIANI, PAOLO ERMENEGILDOSHAREHOLDER2760686
LEVIN, ALAN BRUCECFO3073530
MCCLOSKEY, MATTHEW JOSEPHPRESIDENT/CEO3035438
THAYER, LARRY DANIEL JRCHIEF COMPLIANCE OFFICER4598879

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


I-BANKERS SECURITIES, INC.

CRD#: 41352Fairfield, CT 06824

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