Anthony J. Sciacca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Jude Sciacca JR was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1998. Anthony had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2007 - December 31, 2020
BARINGS SECURITIES LLC
July 1, 2003 - March 17, 2006
WELLS FARGO SECURITIES, LLC
April 19, 2002 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
November 17, 2000 - April 17, 2002
J.P. MORGAN SECURITIES LLC
June 9, 1998 - August 30, 2000
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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