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William E. Hutchison

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CRD#: 3035402
WH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Edward Hutchison, who also goes by Hutch Hutchison, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1999. William had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hutch Hutchison

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 11, 2004 - February 4, 2005

GREAT WEST PARTNERS, INC.

BD
CRD#: 43935
ADDISON, TX
Past

January 27, 2004 - September 22, 2004

BARRON MOORE, INC.

BD
CRD#: 123521
DALLAS, TX
Past

November 27, 2001 - December 3, 2003

MORGAN SPAULDING, INC.

BD
CRD#: 44604
DALLAS, TX
Past

July 6, 2001 - December 4, 2001

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

May 9, 2001 - June 25, 2001

MORGAN SPAULDING, INC.

BD
CRD#: 44604
DALLAS, TX
Past

January 14, 1999 - April 25, 2001

GEO SECURITIES, INC.

BD
CRD#: 44830
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/3/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


GW
GREAT WEST PARTNERS, INC.
GREAT WEST PARTNERS, INC.

CRD#: 43935 / SEC#: , 8-50495

BD
Terminated by SEC on 07/18/2005
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 08/21/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
GULF STATES ROYALTY COMPANYOWNER
SIMMONS, BRAD LEEPRESIDENT, FINANCIAL OPERATIONS OFFICER3129381

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREAT WEST PARTNERS, INC.

CRD#: 43935

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