Linda D. Koa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Dai Fong Koa, who also goes by Linda Dai-fong Kee, Linda Daifong Kee, Linda D Koa, Linda Dai-fong Koa, Linda Daifong Koa, Linda Kee Koa, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1998. Linda had worked at 5 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2020 - December 31, 2022
VIGILANT DISTRIBUTORS, LLC
June 7, 2017 - March 3, 2020
TRANCEKA CAPITAL, LLC
July 20, 2010 - January 27, 2012
CHARLES SCHWAB & CO., INC.
July 20, 2010 - January 27, 2012
CHARLES SCHWAB & CO., INC.
August 28, 2008 - April 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 2008 - April 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 16, 2006 - July 23, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 1, 1998 - August 28, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIGILANT DISTRIBUTORS, LLC
CRD#: 285573 / SEC#: , 8-69854
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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