Paul J. Deeley

CAPVISOR ASSOCIATES

Needham, MA

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CRD#: 3034764

Professional summary

Paul Joseph Deeley, who also goes by Paul Deeley, is a registered financial advisor currently at CAPVISOR ASSOCIATES, LLC located in Needham, Massachusetts.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Paul has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Deeley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GRAND SUMMIT OWNERS ASSOCIATION, NON INVESTMENT RELATED, BARTLETT, NEW HAMPSHIRE, PRESIDENT, BOARD OF DIRECTORS, OF SKI RESORT HOTEL. STARTED IN 2005, APPROXIMATELY 10 HOURS PER MONTH/ 2 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Joseph Deeley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2017 - Present

CAPVISOR ASSOCIATES, LLC

RIA

CRD#: 289154

Needham, MA

Past

February 29, 2016 - July 12, 2017

BEACON POINTE ADVISORS, LLC

RIA

CRD#: 119290

NEEDHAM, MA

Past

August 2, 2011 - March 30, 2015

ALBERT HEEG INVESTMENT MANAGEMENT

RIA

CRD#: 110837

NEEDHAM, MA

Past

March 14, 2001 - November 29, 2010

CONGRESS ASSET MANAGEMENT COMPANY, LLP

RIA

CRD#: 105161

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPVISOR ASSOCIATES, LLC

CRD#: 289154 / SEC#: 801-110889

RIA

Registered Investment Advisory firm - (7/31/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/1998

Uniform Investment Adviser Law Examination

Current Firm

CAPVISOR ASSOCIATES, LLC

CRD#: 289154 / SEC#: 801-110889

RIA

Registered Investment Advisory firm - (7/31/2017 Approved)

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Contact information

Main Address

Dawsonville, GA

Mailing Address

P.o. Box #1084, Gainesville, GA 30503

Phone number

(973) 665-6370

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (PART 2A OF ADV) 2020 (3/4/2025)

ADV 2B 2020 (3/4/2025)

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 674,371,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul J. Deeley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Joseph Deeley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPVISOR ASSOCIATES, LLC

BEACON POINTE ADVISORS, LLC

ALBERT HEEG INVESTMENT MANAGEMENT

CONGRESS ASSET MANAGEMENT COMPANY, LLP

Primary Firm SEC Registration

CAPVISOR ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/1998

Current Firm

CAPVISOR ASSOCIATES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPVISOR ASSOCIATES, LLC

TRUST BUT VERIFY

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