Gary B. Townsend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Barrett Townsend was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1998. Gary had worked at 2 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2012 - December 31, 2012
HILL-TOWNSEND CAPITAL, LLC
June 4, 1998 - November 21, 2007
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HILL-TOWNSEND CAPITAL, LLC
CRD#: 147036 / SEC#: 801-69123
Contact information
Red Flags
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