RM
Richard E. Mcelreath
SPRING CAPITAL MANAGEMENT
Amarillo, TX 79101
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CRD#: 3034037
RM
Professional summary
Richard Earl Mcelreath is a registered financial advisor currently at SPRING CAPITAL MANAGEMENT located in Amarillo, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Richard has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.the name of the other business: ARVEST ASSET MANAGEMENT; investment-related: yes; address of the other business: same as adviser; the nature of the other business: investment committee member; your position: INVESTMENT MANAGEMENT GROUP COMMITTEE MEMBER; start date of your relationship: 5/2012; approximate amount of time spent on this business: 16 - 20 hours per year; approximate amount of time spent on this business during securities trading hours: 16 - 20 hours per year; and briefly describe your duties relating to the other business: provide feedback on investment products. || 2.the name of the other business: RJAE, LLC; investment-related: No; address of the other business: 600 S. Avondale, Amarillo, TX 79106; the nature of the other business: HOLDING COMPANY FOR Vacation home; your position: managing member; start date of your relationship: ; approximate amount of time spent on this business: 2-3 hours/mo; approximate amount of time spent on this business during securities trading hours: 0; and briefly describe your duties relating to the other business: manage operations of the LLC. RJAE also wholly owns Bristlecomb Pine Ventures, LLC, which engages in the same activity as RJAE.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Earl Mcelreath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
SPRING CAPITAL MANAGEMENT
Office #1: 600 S. Tyler Suite 1515, Amarillo, TX 79101RIA
CRD#: 282842
Amarillo, TX
Past
February 24, 2014 - December 31, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
AMARILLO, TX
Past
October 3, 2008 - May 31, 2017
FORTITUDE ADVISORY GROUP L.L.C.
RIA
CRD#: 116083
AMARILLO, TX
Past
October 3, 2008 - December 31, 2008
AWM SERVICES, LLC
BD
CRD#: 6439
AMARILLO, TX
Past
October 3, 2008 - February 28, 2014
ARGENTUS SECURITIES, LLC
BD
CRD#: 45915
AMARILLO, TX
Past
January 1, 2008 - October 7, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
AMARILLO, TX
Past
January 1, 2008 - October 7, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
AMARILLO, TX
Past
October 9, 2002 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
AMARILLO, TX
Past
May 15, 1998 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
AMARILLO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SPRING CAPITAL MANAGEMENT
SAGE ASSET MANAGEMENT, LLC | SPRING CAPITAL MANAGEMENT, LLC | SPRING CAPITAL MANAGEMENT
CRD#: 282842 / SEC#: 801-119676
RIA
Registered Investment Advisory firm - (10/23/2020 Approved)Texas
Registered Investment Advisory firm - (10/26/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/19/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SC
SPRING CAPITAL MANAGEMENT
SAGE ASSET MANAGEMENT, LLC | SPRING CAPITAL MANAGEMENT, LLC | SPRING CAPITAL MANAGEMENT
CRD#: 282842 / SEC#: 801-119676
RIA
Registered Investment Advisory firm - (10/23/2020 Approved)Texas
Registered Investment Advisory firm - (10/26/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 S. Tyler Suite 1515, Amarillo, TX 79101
Mailing Address
Phone number
(806) 322-5000
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 303 |
| AUM (Assets Under Management) | $ 214,379,993 |
Red Flags
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