Michael A. Simurda
Professional summary
Michael Andrew Simurda is a registered financial advisor currently at RBC PRIVATE COUNSEL (USA) INC. .
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Andrew Simurda's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2016 - Present
RBC PRIVATE COUNSEL (USA) INC.
Office #1: 2345 Yonge Street 10th Floor, Toronto, Ontario, M4L 1J4July 2, 1998 - April 6, 2001
RBC CAPITAL MARKETS CORPORATION
Primary Firm SEC Registration
RBC PRIVATE COUNSEL (USA) INC.
CRD#: 109648 / SEC#: 801-55491
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/12/2016)
Exams
Current Firm
RBC PRIVATE COUNSEL (USA) INC.
CRD#: 109648 / SEC#: 801-55491
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,556 |
| AUM (Assets Under Management) | $ 6,827,149,933 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/28/2024 | ||
| 09/28/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
