KK
Kevin C. Koslofski
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES
Forsyth, IL 62535
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CRD#: 3033810
KK
Professional summary
Kevin Craig Koslofski is a registered financial advisor currently at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Forsyth, Illinois and BFC PLANNING, INC. located in Decatur, Illinois.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.KOZ'S CAGE-N-DECATUR, IL-BASEBALL INSTRUCTION-INSTRUCTOR-11/2005-40-0-BASEBALL HITTING LESSONS NOV-APRIL;2.DECATUR PARK DISTRICT/DECATUR COMMODORES BASEBALL-N-DECATUR, IL-BASEBALL COACH-COACH-6/2014-80-10-BASEBALL COACH JUNE & JULY ONLY;3.KEVIN KOSLOFSKI-N-DECATUR, IL-FIXED INSURANCE-AGENT-3/2013-5-1-Solicitation, sales, and service of fixed insurance products; 4. ST PAUL'S LUTHERAN CHURCH FOUNDATION-N-DECATUR, IL-CHURCH-TREASURER-1/2006-10-0-PREPARE FINANCIAL REPORTS, ATTEND MONTHLY BOARD MEETINGS.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Craig Koslofski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2008 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 332 W Marion Ave Suite 1, Forsyth, IL 62535RIA
BD
CRD#: 13609
Forsyth, IL
Current
October 21, 2020 - Present
BFC PLANNING, INC.
Office #1: 101 S. Main St. Suite 200, Decatur, IL 62523RIA
CRD#: 119682
Decatur, IL
Current
March 4, 2008 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 332 W Marion Ave Suite 1, Forsyth, IL 62535RIA
BD
CRD#: 13609
Forsyth, IL
Past
December 6, 2002 - March 5, 2008
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DECATUR, IL
Past
December 6, 2002 - March 5, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DECATUR, IL
Past
October 21, 2002 - December 3, 2002
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
March 25, 1998 - October 30, 2002
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2018)
RR
Arizona(2/26/2025)
RR
Colorado(1/2/2014)
RR
Florida(3/4/2008)
RR
Illinois(3/4/2008)
IAR
Illinois(3/4/2008)
RR
Indiana(2/15/2022)
RR
Kentucky(6/24/2025)
RR
Louisiana(11/11/2015)
RR
Minnesota(8/8/2017)
RR
Mississippi(2/1/2017)
RR
Missouri(8/9/2017)
RR
North Carolina(4/1/2021)
RR
South Carolina(11/19/2024)
RR
Tennessee(9/16/2015)
RR
Texas(8/27/2014)
RR
Virginia(3/4/2008)
RR
Wisconsin(4/25/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
