Phillip J. Behnen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip John Behnen, CFP®, who also goes by Phillip Behnen, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1998. Phillip had worked at 5 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2002
Experience
April 5, 2018 - April 6, 2018
LARSON FINANCIAL GROUP, LLC
April 2, 2018 - April 6, 2018
LARSON FINANCIAL SECURITIES, LLC
August 23, 2012 - February 5, 2018
LARSON FINANCIAL GROUP, LLC
August 23, 2012 - February 5, 2018
LARSON FINANCIAL SECURITIES, LLC
November 2, 2005 - August 21, 2012
WALNUT STREET SECURITIES, INC.
November 1, 2005 - August 21, 2012
WALNUT STREET SECURITIES, INC.
June 30, 2004 - October 24, 2005
WALNUT STREET SECURITIES, INC.
May 27, 2004 - October 24, 2005
WALNUT STREET SECURITIES, INC.
October 2, 1998 - March 4, 2004
A. G. EDWARDS & SONS, INC.
June 15, 1998 - June 17, 1998
R.T. JONES CAPITAL EQUITIES, INC.
Primary Firm SEC Registration
LARSON FINANCIAL GROUP, LLC
CRD#: 140599 / SEC#: 801-71543
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LARSON FINANCIAL GROUP, LLC
CRD#: 140599 / SEC#: 801-71543
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,504 |
| AUM (Assets Under Management) | $ 4,032,736,835 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 12/13/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
