Jason P. Fettig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Paul Fettig, who also goes by Jason P Fettig, Jay Fettig, was a registered financial advisor .
Jason is a previously registered financial advisor and started their career in finance in 1998. Jason had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2010 - July 13, 2010
QA3 FINANCIAL CORP.
February 11, 2008 - March 9, 2010
FIRST ALLIED SECURITIES, INC.
June 9, 2007 - March 9, 2010
FIRST ALLIED SECURITIES, INC.
May 1, 2007 - May 31, 2007
CETERA INVESTMENT SERVICES LLC
May 15, 2006 - March 21, 2007
CETERA INVESTMENT SERVICES LLC
March 30, 2004 - May 31, 2007
CETERA INVESTMENT SERVICES LLC
January 11, 2001 - March 26, 2004
EDWARD JONES
September 14, 1998 - January 18, 2001
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QA3 FINANCIAL CORP.
CRD#: 14754 / SEC#: , 8-31155
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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