PM
Phillip A. Matheson
ACCELERATE RETIREMENT
Aliso Viejo, CA 92656
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CRD#: 3032213
PM
Professional summary
Phillip Anthony Matheson, AIF® is a registered financial advisor currently at ACCELERATE RETIREMENT located in Aliso Viejo, California.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Phillip has worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MATHESON RENTAL PROPERTY POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2004 ADDRESS: 203 Calle Campanero, San Clemente CA 92673, United States DESCRIPTION: Help wife manage property to ensure it is in working condition. Repair duties. Wife manages money and renter THE MATHESON GROUP POSITION: Owner NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/01/2017 ADDRESS: 7 Via Destino, San Clemente CA 92673, United States DESCRIPTION: It is for protection and for operation of my independent advisory business SOCAL RETIREMENT BUILDERS LLC POSITION: Owner NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2021 ADDRESS: 75199 E. Pacific Coast Highway, Suite 602, Long Beach CA 90804, United States DESCRIPTION: Use DBA as a marketing firm to build a practice for the management of retirement plans.
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Anthony Matheson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 15, 2023 - Present
ACCELERATE RETIREMENT
Office #1: 120 Vantis Dr., Suite 330, Aliso Viejo, CA 92656RIA
CRD#: 325859
Aliso Viejo, CA
Past
January 31, 2022 - March 31, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Aliso Viejo, CA
Past
December 2, 2021 - July 31, 2023
WEALTHSPIRE RETIREMENT ADVISORY
RIA
CRD#: 121254
ALISO VIEJO, CA
Past
January 2, 2019 - December 31, 2021
TRIAD ADVISORS LLC
BD
CRD#: 25803
Irvine, CA
Past
December 3, 2018 - January 6, 2022
ONEDIGITAL
RIA
CRD#: 106766
Irvine, CA
Past
December 5, 2016 - December 31, 2018
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Irvine, CA
Past
December 1, 2016 - December 31, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
IRVINE, CA
Past
April 20, 2016 - December 2, 2016
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Costa Mesa, CA
Past
August 14, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Costa Mesa, CA
Past
August 13, 2014 - December 2, 2016
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Costa Mesa, CA
Past
March 8, 2010 - August 12, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
COSTA MESA, CA
Past
March 4, 2010 - August 12, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
COSTA MESA, CA
Past
October 3, 2007 - March 3, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NEWPORT BEACH, CA
Past
August 30, 2007 - March 3, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEWPORT BEACH, CA
Past
September 17, 1998 - December 21, 1999
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AR
ACCELERATE RETIREMENT
ACCELERATE INVESTMENT ADVISORS LLC | TOTAL BENEFITS CA | SJE RETIREMENT | SAPERS & WALLACK | OMNI 360 RETIREMENT CONSULTING | MOGUL WEALTH STRATEGIES | FRIEDRICH FINANCIAL | FIDUCIARY BENEFITS GROUP | CYPRESS BENEFIT SOLUTIONS | COLLABORATIVE FINANCIAL GROUP | AXIAL BENEFITS GROUP | ASSOCIATED BUILDERS AND CONTRACTORS | ALKEME FINANCIAL SERVICES | ACCELERATE RETIREMENT
CRD#: 325859 / SEC#: 801-127772
RIA
Registered Investment Advisory firm - (4/28/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
AR
ACCELERATE RETIREMENT
ACCELERATE INVESTMENT ADVISORS LLC | TOTAL BENEFITS CA | SJE RETIREMENT | SAPERS & WALLACK | OMNI 360 RETIREMENT CONSULTING | MOGUL WEALTH STRATEGIES | FRIEDRICH FINANCIAL | FIDUCIARY BENEFITS GROUP | CYPRESS BENEFIT SOLUTIONS | COLLABORATIVE FINANCIAL GROUP | AXIAL BENEFITS GROUP | ASSOCIATED BUILDERS AND CONTRACTORS | ALKEME FINANCIAL SERVICES | ACCELERATE RETIREMENT
CRD#: 325859 / SEC#: 801-127772
RIA
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Contact information
Main Address
120 Vantis Dr., Suite 330, Aliso Viejo, CA 92656
Mailing Address
Phone number
(888) 439-7071
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 704 |
| AUM (Assets Under Management) | $ 242,848,720 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
