Mercy Tanudjojo

FULLGUARDS FINANCIAL

Soquel, CA 95073-2437

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CRD#: 3032187

Professional summary

Mercy Tanudjojo is a registered financial advisor currently at FULLGUARDS FINANCIAL located in Soquel, California.

Mercy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mercy has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mercy Tanudjojo founded a photography studio startup DBA Love and Affection (sole proprietorship). This was not investment-related business; It was a startup to create photography solution using multiple cameras and voice command modules in a private studio setting. This was in a development stage to validate mechanical functionality of the product concept. This was running from January 2013 to August 2015. In addition to this, Love and Affection also had a secondary business of FBS offering the makeup and skin care as auxiliaries to the photography service, from January 2015 - December 2016. All of these were in operation mostly on Fridays and weekends, about 15 hours a week. The location of the photography studio was at 80 Gilman Ave Suite 20, Campbell, CA 95008.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mercy Tanudjojo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2023 - Present

FULLGUARDS FINANCIAL

Office #1: 2715 Porter Street Suite 202, Soquel, CA 95073-2437

RIA

CRD#: 325399

Soquel, CA

Past

February 4, 2002 - February 17, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SOQUEL, CA

Past

April 7, 1998 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 7, 1998 - February 17, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SOQUEL, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/5/2023)

IAR

Oregon
(5/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/10/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/1998

General Securities Representative Examination

Current Firm

FULLGUARDS FINANCIAL

CRD#: 325399 / SEC#:

California

Registered Investment Advisory firm - (5/5/2023 Approved)

Oregon

Registered Investment Advisory firm - (5/22/2023 Approved)

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Contact information

Main Address

2715 Porter Street Suite 202, Soquel, CA 95073-2437

Mailing Address

Phone number

(831) 535-7037

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 7,093,490

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mercy Tanudjojo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mercy Tanudjojo's CRS (Customer Relationship Summary).

Certified licenses

Experience

FULLGUARDS FINANCIAL

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2002

Series 63

Date: 4/10/1998

SIE

Date: 10/1/2018

Series 7

Date: 4/6/1998

Current Firm

FULLGUARDS FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FULLGUARDS FINANCIAL

TRUST BUT VERIFY

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