William M. Rawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Marshall Rawson, who also goes by Bill Rawson, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2010 - April 19, 2022
GRANITE CAPITAL ADVISORS, LLC
May 16, 2008 - October 20, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 16, 2008 - October 20, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 22, 2007 - May 20, 2008
EDWARD JONES
September 6, 2002 - May 20, 2008
EDWARD JONES
May 15, 1998 - October 1, 2002
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANITE CAPITAL ADVISORS, LLC
CRD#: 153470 / SEC#: 801-71269
Contact information
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 41,240,141 |
Red Flags
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