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David J. Overway

INVESTMENT DISTRIBUTORS
Covington, KY 41011
Some features on this profile are disabled
CRD#: 3031842
DO

Professional summary

David John Overway, who also goes by David John Overway Jr, David John Overway, John Overway, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.

David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David John Overway Jr | David John Overway | John Overway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David John Overway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 15, 2024 - Present

INVESTMENT DISTRIBUTORS, INC.

Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011
BD
CRD#: 35490
Covington, KY
Past

February 14, 2020 - November 15, 2024

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
FENTON, MI
Past

December 16, 2013 - December 9, 2019

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
BRENTWOOD, TN
Past

June 3, 2011 - December 17, 2013

COUNTRY CAPITAL MANAGEMENT COMPANY

BD
CRD#: 12060
BLOOMINGTON, IL
Past

February 1, 2008 - February 22, 2011

PARKLAND SECURITIES, LLC

BD
CRD#: 115368
FENTON, MI
Past

December 6, 2006 - January 11, 2008

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
SAGINAW, MI
Past

August 16, 2004 - December 4, 2006

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
PORT HURON, MI
Past

August 7, 2003 - August 25, 2004

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN
Past

July 6, 1998 - July 23, 2003

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/15/2024)
RR
Arkansas
(11/15/2024)
RR
Connecticut
(11/15/2024)
RR
Delaware
(11/15/2024)
RR
District of Columbia
(9/22/2025)
RR
Florida
(11/21/2024)
RR
Georgia
(11/15/2024)
RR
Illinois
(11/15/2024)
RR
Indiana
(11/15/2024)
RR
Kentucky
(11/15/2024)
RR
Louisiana
(11/15/2024)
RR
Maine
(11/15/2024)
RR
Maryland
(11/15/2024)
RR
Massachusetts
(11/15/2024)
RR
Michigan
(11/15/2024)
RR
Mississippi
(11/15/2024)
RR
New Hampshire
(11/15/2024)
RR
New Jersey
(11/15/2024)
RR
New York
(11/15/2024)
RR
North Carolina
(11/15/2024)
RR
Ohio
(11/15/2024)
RR
Oklahoma
(11/15/2024)
RR
Pennsylvania
(11/15/2024)
RR
Rhode Island
(11/15/2024)
RR
South Carolina
(11/15/2024)
RR
Tennessee
(11/15/2024)
RR
Texas
(11/15/2024)
RR
Vermont
(11/15/2024)
RR
Virginia
(11/15/2024)
RR
West Virginia
(11/15/2024)
RR
Wisconsin
(11/15/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/6/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/30/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/1/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/31/2007
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ID
INVESTMENT DISTRIBUTORS, INC.
INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490 / SEC#: , 8-46802

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
2801 Highway 280 South, Birmingham, AL 35223
Mailing Address
2801 Highway 280 South, Birmingham, AL 35223
Phone number
(205) 868-3073
Established
Tennessee since 08/30/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PROTECTIVE LIFE CORPORATIONPARENT COMPANY
CARLSON, MARTHA LDESIGNATED RESPONSIBLE LICENSED PRODUCER2731502
COFFMAN, BENJAMIN PAULCHIEF FINANCIAL OFFICER6738662
COLLAZO, KIMBERLYASSISTANT SECRETARY8075061
CREUTZMANN, SCOTT EMILDIRECTOR5351383
LANE, JAMIE LAURADIRECTOR5779720
LEE, FELICIA MALLOCHSECRETARY7498538
MCCRELESS, KEVIN LUCIUSCHIEF COMPLIANCE OFFICER5180100
MORSCH, LETITIA ADIRECTOR & ASSISTANT SECRETARY5133531
TENNENT, RAYBURN EDWARDSR ANALYST FINANCIAL REPORTING6245099
WAGNER, JAMES CARL JRPRESIDENT & DIRECTOR4261922

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490Covington, KY 41011

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