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BL

Barry S. Lass

GRODSKY ASSOCIATES
West Orange, NJ 07052
Some features on this profile are disabled
CRD#: 303177
BL

Professional summary

Barry Sheldon Lass is a registered financial professional currently at GRODSKY ASSOCIATES, INC. located in West Orange, New Jersey.

Barry is registered as a RR (Registered Representative) and started their career in finance in 1967. Barry has worked at 5 firms and has passed the Series 99TO, Series 52TO, Series 7TO, SIE, Series 1, Series 53, Series 27, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Sheldon Lass's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 5, 2013 - Present

GRODSKY ASSOCIATES, INC.

Office #1: 29 Longview St., West Orange, NJ 07052
BD
CRD#: 29148
West Orange, NJ
Past

September 9, 1983 - May 28, 2013

GOLDMAN, LASS SECURITIES

BD
CRD#: 2029
YONKERS, NY
Past

March 19, 1974 - July 13, 1983

OPPENHEIMER & CO. INC.

BD
CRD#: 249
Past

August 14, 1973 - June 8, 1974

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

October 24, 1967 - September 22, 1973

H. HENTZ & CO., INC.

BD
CRD#: 376

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/7/2013)

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 10/23/1967
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/27/1988
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/21/1985
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/23/1983
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/25/1983
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GA
GRODSKY ASSOCIATES, INC.
GRODSKY ASSOCIATES, INC.

CRD#: 29148 / SEC#: , 8-44131

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
29 Longview St., West Orange, NJ 07052
Mailing Address
29 Longview St 2, West Orange, NJ 07052
Phone number
(973) 243-0300
Established
New Jersey since 08/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRODSKY, SHELDONPRESIDENT, TREASURER, SECRETARY, CHIEF EXECUTIVE OFFICER, CFO, ROP, SROP, CROP, CHIEF COMPLIANCE OFFICER, FINOP870498

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRODSKY ASSOCIATES, INC.

CRD#: 29148West Orange, NJ 07052

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