John P. Valenti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Valenti, who also goes by John Paul, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2016 - September 6, 2019
S. GOLDMAN CAPITAL LLC
January 3, 2007 - April 28, 2014
VANDHAM SECURITIES CORP.
March 2, 2006 - July 20, 2006
US TRADING LLC
July 26, 2002 - January 3, 2007
CARLIN EQUITIES, LLC
January 7, 2002 - July 29, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
September 30, 1998 - May 15, 2001
NEBRASKA HUDSON COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/2/2001
Limited Representative-Equity Trader ExamCurrent Firm
S. GOLDMAN CAPITAL LLC
CRD#: 145107 / SEC#: , 8-67702
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
