Robert R. La Spada

ADVISOR SHARE WEALTH MANAGEMENT

Las Vegas, NV

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CRD#: 303171

Professional summary

Robert Rocco La Spada, who also goes by Robert Rocco Laspada, is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Las Vegas, Nevada.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Robert has worked at 12 firms and has passed the Series 66, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Rocco Laspada

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LAS VEGAS FINANCIAL GROUP, 03/2002 NOT INVESTMENT RELATED 6850 W. Spring Mtn.Rd. #11. LAS VEGAS, NV. 89146 BROKER, COMMERCIAL REAL ESTATE SALES,OWNER-SALES, SIGNOR ON CHECKING ACCOUNT HRS DURING SECURITIES TRADING 2-5/MO. STAR7 REALTY, 08/2009 6850 W. Spring Mtn. Rd. #11, NON INVESTMENT RELATED. LAS VEGAS, NV. 89146 BROKER FOR RESIDENTIAL REAL STATE OFFICE 7H/MO INSURANCE & PRECIOUS METALS SALES ,15-25HR/MO MILLENIUM CONCEPTS,LLC. O-6HR/MO, 3/2017 representative working with enrollment and streaming media content. 6850 Spring Mountain Rd #111 Las Vegas NV DIAMOND SAGE FINANCIAL,LLC. 20HR/MO markets investment advisory services under this, Owner and sole IAR associated with this activity. 12/2008 6850 Spring Mountain Rd #111 Las Vegas NC LFC,LTD,LLC.0-1HR/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Rocco La Spada's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2023 - Present

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA

CRD#: 307997

Las Vegas, NV

Past

January 29, 2020 - March 11, 2022

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

Las Vegas, NV

Past

September 21, 2016 - January 15, 2020

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Las Vegas, NV

Past

March 27, 2013 - July 14, 2016

DIAMOND SAGE FINANCIAL, LLC

RIA

CRD#: 165913

LAS VEGAS, NV

Past

September 12, 2011 - May 7, 2013

MONTICELLO INVESTMENT SERVICES, INC.

RIA

CRD#: 140851

NEOSHO, MO

Past

July 5, 2011 - May 7, 2013

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

LAS VEGAS, NV

Past

July 7, 2010 - July 6, 2011

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

LAS VEGAS, NV

Past

June 3, 2010 - July 6, 2011

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

LAS VEGAS, NV

Past

July 23, 1999 - March 31, 2000

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

July 21, 1975 - August 15, 1997

LONG SECURITIES CORPORATION

CRD#: 6718

GLENDALE, CA

Past

December 28, 1973 - July 9, 1975

SMITH TECHNIVEST, INC.

CRD#: 4339

Past

November 24, 1971 - July 31, 1974

HARVEY ASSOCIATES, INC.

CRD#: 1086

Past

March 9, 1970 - November 14, 1971

AMERICAN PACIFIC DISTRIBUTORS, INC.

CRD#: 844

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(9/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/2010

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 11/10/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/22/2011

General Securities Principal Examination

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

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Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(866) 232-3251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 185,181,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert R. La Spada

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Rocco La Spada's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH WATCH ADVISORS, INC

BROOKSTONE CAPITAL MANAGEMENT LLC

DIAMOND SAGE FINANCIAL, LLC

MONTICELLO INVESTMENT SERVICES, INC.

MIDAMERICA FINANCIAL SERVICES, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

WMA SECURITIES, INC.

LONG SECURITIES CORPORATION

SMITH TECHNIVEST, INC.

HARVEY ASSOCIATES, INC.

AMERICAN PACIFIC DISTRIBUTORS, INC.

Primary Firm SEC Registration

ADVISOR SHARE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2010

Series 7

Date: 6/1/2010

Series 1

Date: 11/10/1969

Series 24

Date: 2/22/2011

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR SHARE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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