Dennis B. Hesselink
Professional summary
Dennis Bryon Hesselink, CFP®, ChFC®, CLU® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Bonita Springs, Florida.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Dennis has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Bryon Hesselink's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dennis Bryon Hesselink's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
May 10, 2023 - Present
OSAIC WEALTH, INC.
Office #2: 10595 N Straits Highway Ste. 301, Cheboygan, MI 49721May 10, 2023 - Present
OSAIC WEALTH, INC.
Office #2: 10595 N Straits Highway Ste. 301, Cheboygan, MI 49721April 28, 2010 - May 11, 2023
ON INVESTMENT MANAGEMENT CO
January 4, 2005 - May 11, 2023
THE O.N. EQUITY SALES COMPANY
August 7, 2003 - January 3, 2005
SECURIAN FINANCIAL SERVICES, INC.
May 15, 1998 - June 20, 2003
CAPITAL BROKERAGE CORPORATION
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2023)
(7/22/2025)
(5/10/2023)
(5/10/2023)
(8/18/2023)
(7/22/2025)
(6/6/2023)
(5/10/2023)
(5/10/2023)
(7/22/2025)
(7/22/2025)
(7/23/2025)
(5/10/2023)
(5/10/2023)
(6/15/2023)
(10/3/2023)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.