Amanda M. Mills
Professional summary
Amanda Marie Mills, who also goes by Amanda Marie Migden, Mandy Migden, Amanda Marie Migden-mills, Amanda Migden-mills, Mandy Migden-mills, Mandy Mills, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Amanda is registered as a RR (Registered Representative) and started their career in finance in 1998. Amanda has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amanda Marie Mills's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2023 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153November 30, 2020 - June 12, 2023
THE LEADERS GROUP, INC.
December 16, 2016 - December 31, 2018
FORESIDE FUND SERVICES, LLC
November 25, 2013 - December 9, 2016
ALPS DISTRIBUTORS, INC.
May 6, 2008 - November 16, 2012
VOYA INVESTMENT MANAGEMENT CO. LLC
February 14, 2005 - November 16, 2012
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 30, 2003 - February 22, 2005
ADP BROKER-DEALER, INC.
August 24, 2001 - May 30, 2003
DWS DISTRIBUTORS, INC.
July 20, 1998 - November 8, 2000
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2023)
(6/23/2023)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
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