Kirk D. Larsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk David Larsen was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 1998. Kirk had worked at 3 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2011 - June 29, 2012
VISTA CAPITAL, L.L.C.
December 17, 2009 - April 6, 2011
VISTA CAPITAL, L.L.C.
September 26, 2003 - December 22, 2009
VISTA CAPITAL, L.L.C.
September 1, 2000 - December 6, 2000
PAX CLEARING CORPORATION
May 4, 2000 - September 1, 2000
PAX CLEARING COMPANY LIMITED PARTNERSHIP
April 1, 1998 - July 16, 1999
PAX CLEARING COMPANY LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/4/2000
Limited Representative-Equity Trader ExamCurrent Firm
VISTA CAPITAL, L.L.C.
CRD#: 47018 / SEC#: , 8-51634
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARTIG, JASON ALEXANDER | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICE | 3198156 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
