David K. Lundgren

MERIDIAN WEALTH MANAGEMENT

Scottsdale, AZ 85254

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CRD#: 3031319

Professional summary

David K Lundgren, who also goes by David Keith Lundgren, is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Keith Lundgren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Owner at 7:7 Holdings, LLC, a real estate holding company. Organization's primary address is in Scottsdale, AZ. Organization is not primarily engaged in investment-related activity. Start Date is January 25th, 2007. Ten hours per month. Duties include purchasing property to fix and sell. 2. Hillcrest WM, LLC created 10.2023 for tax purposes. Sole owner, non-investment related, 2 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David K Lundgren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2023 - Present

MERIDIAN WEALTH MANAGEMENT, LLC

Office #1: 7047 E. Greenway Pkwy., Scottsdale, AZ 85254

RIA

CRD#: 151523

Scottsdale, AZ

Past

July 27, 2017 - October 27, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

SCOTTSDALE, AZ

Past

January 21, 2015 - February 27, 2017

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

PHOENIX, AZ

Past

May 16, 2013 - February 27, 2017

BBVA SECURITIES INC.

CRD#: 27060

PHOENIX, AZ

Past

June 25, 2008 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

SCOTTSDALE, AZ

Past

August 15, 2002 - October 25, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PHOENIX, AZ

Past

July 12, 1999 - October 25, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PHOENIX, AZ

Past

August 28, 1998 - July 12, 1999

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERIDIAN WEALTH MANAGEMENT, LLC

MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH

CRD#: 151523 / SEC#: 801-70676

RIA

Registered Investment Advisory firm - (10/14/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/4/2023)

IAR

California
(9/28/2023)

IAR

Colorado
(9/28/2023)

IAR

Florida
(10/11/2023)

IAR

Idaho
(9/28/2023)

IAR

Iowa
(9/29/2023)

IAR

Montana
(5/28/2024)

IAR

North Carolina
(11/7/2023)

IAR

North Dakota
(10/9/2023)

IAR

Texas
(10/2/2023)

IAR

Washington
(10/30/2023)

IAR

Wyoming
(10/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/8/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/27/1998

General Securities Representative Examination

Current Firm

MERIDIAN WEALTH MANAGEMENT, LLC

MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH

CRD#: 151523 / SEC#: 801-70676

RIA

Registered Investment Advisory firm - (10/14/2009 Approved)

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Contact information

Main Address

100 W Main Street Suite 450, Lexington, KY 40507

Mailing Address

Phone number

(859) 543-4516

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERIDIAN WEALTH MANAGEMENT FORM ADV PART 2A 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	8,802
AUM (Assets Under Management)	$ 3,885,527,411

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David K. Lundgren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David K Lundgren's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED CAPITAL FINANCIAL ADVISORS

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

MERIDIAN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2014

Series 66

Date: 1/8/1999

SIE

Date: 2/27/2017

Series 7

Date: 8/27/1998

Current Firm

MERIDIAN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERIDIAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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