Vikram M. Lokur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vikram Madhav Lokur, who also goes by VIkram Madmav Lokur, was a registered financial professional .
Vikram is a previously registered financial professional and started their career in finance in 1999. Vikram had worked at 5 firms and has passed the Series 66, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2010 - February 5, 2013
DMS CAPITAL SOLUTIONS, INC.
January 23, 2007 - August 16, 2010
RESOURCE SECURITIES LLC
March 3, 2005 - January 22, 2007
ANTHEM SECURITIES, INC.
January 8, 2003 - January 19, 2005
CREDIT SUISSE SECURITIES (USA) LLC
January 8, 2003 - January 19, 2005
CREDIT SUISSE SECURITIES (USA) LLC
May 22, 2002 - January 10, 2003
MORGAN STANLEY & CO. LLC
October 6, 1999 - January 10, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
DMS CAPITAL SOLUTIONS, INC.
CRD#: 150695 / SEC#: , 8-68283
Contact information
Documents
Red Flags
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