Michael P. Mctigue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Mctigue, who also goes by Michael P Mctigue, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2017 - September 21, 2017
NEWBRIDGE SECURITIES CORPORATION
August 14, 2017 - September 5, 2017
INVESTACORP ADVISORY SERVICES INC
August 10, 2017 - August 11, 2017
INVESTACORP ADVISORY SERVICES INC
August 10, 2017 - September 5, 2017
INVESTACORP, INC.
October 17, 2016 - August 11, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 15, 2016 - August 11, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 27, 2014 - October 17, 2016
INVESTACORP ADVISORY SERVICES INC
May 27, 2014 - October 17, 2016
INVESTACORP, INC.
August 2, 2010 - June 3, 2014
LINCOLN INVESTMENT
October 20, 2008 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
May 12, 2005 - October 14, 2008
LPL FINANCIAL LLC
May 12, 2005 - October 14, 2008
LPL FINANCIAL LLC
August 6, 2004 - May 16, 2005
EDWARD JONES
August 6, 2004 - May 16, 2005
EDWARD JONES
December 3, 2001 - August 9, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 26, 2001 - August 9, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 1998 - November 27, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
