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Michael Patrick Mctigue

CRD# 3031287·Registered 1998 - 2017
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Patrick Mctigue, who also goes by Michael P Mctigue, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1998 - 2017. Michael had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael P Mctigue

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Boca Raton, FL
September 15, 2017 - September 21, 2017
INVESTACORP ADVISORY SERVICES INC·CRD# 109011
RIA
Summerdale, AL
August 14, 2017 - September 5, 2017
INVESTACORP ADVISORY SERVICES INC·CRD# 109011
RIA
Summerdale, AL
August 10, 2017 - August 11, 2017
INVESTACORP, INC.·CRD# 7684
BD
Summerdale, AL
August 10, 2017 - September 5, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
RIA
Summerdale, AL
October 17, 2016 - August 11, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Summerdale, AL
September 15, 2016 - August 11, 2017
INVESTACORP ADVISORY SERVICES INC·CRD# 109011
RIA
Summerdale, AL
May 27, 2014 - October 17, 2016
INVESTACORP, INC.·CRD# 7684
BD
Summerdale, AL
May 27, 2014 - October 17, 2016
LINCOLN INVESTMENT·CRD# 519
BD
Foley, AL
August 2, 2010 - June 3, 2014
MM ASCEND LIFE INVESTOR SERVICES, LLC·CRD# 36451
BD
Yucaipa, CA
October 20, 2008 - August 2, 2010
LPL FINANCIAL LLC·CRD# 6413
RIA
Yucaipa, CA
May 12, 2005 - October 14, 2008
LPL FINANCIAL LLC·CRD# 6413
BD
Yucaipa, CA
May 12, 2005 - October 14, 2008
EDWARD JONES·CRD# 250
RIA
Redlands, CA
August 6, 2004 - May 16, 2005
EDWARD JONES·CRD# 250
BD
St. Louis, MO
August 6, 2004 - May 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Ontario, CA
December 3, 2001 - August 9, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
November 26, 2001 - August 9, 2004
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 1, 1998 - November 27, 2001

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Current Firm

NS
NEWBRIDGE SECURITIES CORPORATION

LUDWIG INVESTMENTS, INC. | NEWBRIDGE SECURITIES CORPORATION | NEWBRIDGE SECURITIES CORP.

CRD#: 104065 / SEC#: 8-52538
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1200 North Federal Highway Suite 400, Boca Raton, FL 33432

Mailing Address

1200 North Federal Highway Suite 400, Boca Raton, FL 33432

Phone Number

(954) 334-3450

Established

Virginia since 12/17/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEWBRIDGE FINANCIAL INC.OWNER—
BUDDIE, GIOVINA ANNFINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER1997691
CASOLARO, THOMAS JOSEPHCO-CEO & CHAIRMAN1812805
CHAMPION, CHAD DANASENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS3038162
ROBLES, VICTOR MANUELFINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER4490918
SPITLER, ROBERT PENDELTONCO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / CCO4050312

Disclosures

Regulatory Event

33

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MM
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