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Michael Douglas Cassidy

Michael D. Cassidy

MINNEAPOLIS, MN 55437
Some features on this profile are disabled
CRD#: 3031277
Michael Douglas Cassidy
Michael Douglas Cassidy

Professional summary

Michael Douglas Cassidy, CFP®, who also goes by Mike Cassidy, Michael D Cassidy, was a registered financial advisor .

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary
Min. Asset: $500K–$1M

Services Offered

Estate & Legacy Planning
Retirement Planning
Financial Planning
Investment Management
Risk Management & Insurance
Tax Planning

Aliases

Mike Cassidy | Michael D Cassidy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Real Estate Ownership; Single Family; 2446 Aldrich Ave S, Unit 212Minneapolis, MN 55405, ,; Not Investment-Related; 11/01/2009. Business Ownership; ROR Tax Professionals, LLC; Co-owner; Tax Preparation; 7505 Metro Blvd, Ste 420, , Edina, MN, 55439; Not Investment-Related; 01/01/2008; 10 to 19 hours per month; 1 to 9 during trading hours; Insurance Agent, 0-10 hours/month, 0 during trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

September 17, 2026 - Present

Office #1: 8300 Norman Center Drive Suite 550, Minneapolis, MN 55437
MINNEAPOLIS, MN
Past

November 25, 2013 - September 18, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Bloomington, MN
Past

September 2, 2011 - September 18, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Bloomington, MN
Past

September 26, 2005 - September 2, 2011

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
ST. LOUIS PARK, MN
Past

March 31, 1998 - September 9, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

March 31, 1998 - September 9, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(9/17/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 4/21/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 11/9/1998
General Securities Representative Examination
General Industry/Product Exam
PR
Series 6
Status Unavailable
Passed: 3/30/1998
Investment Company Products/Variable Contracts Representative Examination

Current firm

No current employment

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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