Daniel J. Weber

OSAIC WEALTH

New Holstein, WI 53061

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CRD#: 3031253

Professional summary

Daniel James Weber is a registered financial advisor currently at OSAIC WEALTH, INC. located in New Holstein, Wisconsin.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WEBEME LLC POSITION: member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/04/2001 ADDRESS: N10266 Gulig Rd, Malone WI 53049, United States DESCRIPTION: member of LLC holding real estate 2. TENACITY ADVISORY GROUP, INC POSITION: Affiliated Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 2700 Vernon Dr, Green Bay WI 54304, United States DESCRIPTION: Share Best Practices 3. INSURANCE / BELKE FINANCIAL GROUP POSITION: Owner / Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/01/1999 ADDRESS: 2210 Calumet Drive, New Holstein WI 53061, United States DESCRIPTION: Provide financials solutions to clients in form of commissionable products. Products include fixed insurance product sales for commission. 4. ALETIS PROPERTIES LLC POSITION: co-owner NATURE: LLC, this LLC owns the building that Belke Financial Group operates within. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2013 ADDRESS: 2210 Calumet Drive, New Holstein WI 53061, United States DESCRIPTION: co-owner of this LLC with spouse, Karen Weber. 5. NOTARY / BELKE FINANCIAL GROUP POSITION: Notary Public NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2010 ADDRESS: 2210 Calumet Drive, New Holstein WI 53061, United States DESCRIPTION: Notarize Signatures 6. ALETIS INVESTMENTS LLC POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 2210 Calumet Drive, New Holstein WI 53061, United States DESCRIPTION: entity for accounting of business income 7. BELKE CO DBA BELKE FINANCIAL GROUP POSITION: Registered Representative / Financial Advisor / Co-Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/01/1999 ADDRESS: 2210 Calumet Drive, New Holstein WI 53061, United States DESCRIPTION: Financial advisor and registered representative of Woodbury Financial Services. 8. LAKEVIEW DREAMS LLC POSITION: member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: N10266 Gulig Rd, Malone WI 53049, United States DESCRIPTION: real estate owned by family members 9. FARMING POSITION: co-owner NATURE: Farming INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2010 ADDRESS: N10266 Gulig Rd, Malone WI 53049, United States DESCRIPTION: own farmland

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Weber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Daniel James Weber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2210 Calumet Drive C/o Belke Financial Group, New Holstein, WI 53061

RIA

CRD#: 23131

New Holstein, WI

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2210 Calumet Drive C/o Belke Financial Group, New Holstein, WI 53061

RIA

CRD#: 23131

New Holstein, WI

Past

October 26, 2017 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

NEW HOLSTEIN, WI

Past

October 26, 2017 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

NEW HOLSTEIN, WI

Past

November 29, 2010 - October 26, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

NEW HOLSTEIN, WI

Past

November 29, 2010 - October 26, 2017

SII INVESTMENTS, INC.

CRD#: 2225

NEW HOLSTEIN, WI

Past

August 30, 2005 - November 30, 2010

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

NEW HOLSTEIN, WI

Past

April 16, 1998 - November 30, 2010

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

NEW HOLSTEIN, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/19/2024)

California
(1/19/2024)

Colorado
(1/19/2024)

Florida
(1/19/2024)

IAR

Florida
(1/19/2024)

Georgia
(1/19/2024)

Illinois
(1/19/2024)

Indiana
(1/19/2024)

Iowa
(1/19/2024)

Kansas
(1/19/2024)

Michigan
(1/19/2024)

Minnesota
(1/19/2024)

Mississippi
(1/19/2024)

Missouri
(1/19/2024)

Nebraska
(1/19/2024)

Nevada
(1/19/2024)

New Mexico
(6/20/2025)

North Carolina
(1/19/2024)

Ohio
(1/19/2024)

Pennsylvania
(1/19/2024)

South Carolina
(1/19/2024)

South Dakota
(1/19/2024)

Tennessee
(1/19/2024)

Texas
(1/19/2024)

IAR

Texas
(1/19/2024)

Virginia
(1/19/2024)

Wisconsin
(1/19/2024)

IAR

Wisconsin
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Weber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Weber's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Daniel James Weber's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2016

Series 63

Date: 11/20/1998

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1998

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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