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MS

Mari Champlin Scott

CRD# 3031227·Registered 2001 - 2024
Previously Registered: Being a previously registered professional could mean that Mari is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mari Champlin Scott, who also goes by Mari Lynn Champlin, Mari Scott, Mari C Scott, was a registered financial advisor. Mari was a previously registered financial professional and started their career in finance 2001 - 2024. Mari had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mari Lynn Champlin, Mari Scott, Mari C Scott

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years registered in the securities industry

Current & Past Employments

Past

ALLSTATE FINANCIAL ADVISORS, LLCPast·CRD# 109524
RIA
Brandon, MS
August 11, 2020 - May 9, 2024
ALLSTATE FINANCIAL SERVICES, LLCPast·CRD# 18272
BD
Brandon, MS
August 11, 2020 - May 9, 2024
LION STREET FINANCIAL, LLCPast·CRD# 165828
BD
Ridgeland, MS
July 27, 2018 - August 13, 2018
FSC SECURITIES CORPORATIONPast·CRD# 7461
RIA
Ridgeland, MS
June 30, 2017 - July 31, 2018
FSC SECURITIES CORPORATIONPast·CRD# 7461
BD
Ridgeland, MS
June 30, 2017 - July 31, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Ridgeland, MS
November 4, 2015 - May 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Ridgeland, MS
October 9, 2015 - May 3, 2017
REGIONS INVESTMENT MANAGEMENT, INC.Past·CRD# 111715
RIA
Jackson, MS
January 29, 2008 - December 7, 2015
AMSOUTH ASSET MANAGEMENT, INC.Past·CRD# 111554
RIA
Jackson, MS
October 15, 2003 - January 29, 2008
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCPast·CRD# 111757
RIA
Jackson, MS
May 31, 2001 - October 14, 2003

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Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - SEC (11/21/2007 Approved)

Contact Information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone Number

(877) 232-2142

# of Employees

341

SEC notice filing (49 States and Territories)

Registered to provide investment advisory services in 49 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

493

AUM (Assets Under Management)

$142,352,226

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARI C SCOTT POSITION: Consultant NATURE: Accounting services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2018 ADDRESS: 203 Mallory Court, Madison MS 39110, United States DESCRIPTION: I do some bookkeeping and tax preparation for a few individuals in my family and friend circle.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC

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CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - SEC (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2015About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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