Albert J. Lavoie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Joseph Lavoie, who also goes by Albert Joseph Lavoie II, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2000. Albert had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2022 - December 31, 2024
FORESIDE FINANCIAL SERVICES, LLC
October 24, 2022 - December 31, 2024
FORESIDE FUNDS DISTRIBUTORS LLC
June 19, 2019 - November 14, 2019
PARNASSUS FUNDS DISTRIBUTOR, LLC
April 5, 2018 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
April 4, 2018 - December 31, 2024
FORESIDE FUND SERVICES, LLC
August 13, 2013 - December 13, 2016
MSI FINANCIAL SERVICES, INC.
January 20, 2012 - September 6, 2013
WALNUT STREET SECURITIES, INC.
January 20, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
January 20, 2012 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
January 20, 2012 - July 8, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
May 22, 2002 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
May 22, 2002 - September 6, 2013
TOWER SQUARE SECURITIES, INC.
September 26, 2000 - May 17, 2002
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/18/2002
Limited Representative-Equity Trader ExamCurrent Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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