Timothy T. Buckeridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Thomas Buckeridge JR., who also goes by Timothy Thomas Buckeridge Jr, Timothy Thomas Buckeridge, Timothy Buckeridge, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1998. Timothy had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2021 - September 9, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 29, 2021 - September 8, 2022
FIDELITY BROKERAGE SERVICES LLC
March 30, 2021 - August 31, 2021
FISHER INVESTMENTS
November 27, 2019 - February 9, 2021
EDWARD JONES
October 28, 2019 - February 9, 2021
EDWARD JONES
September 23, 2004 - May 7, 2019
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 7, 2001 - September 20, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
April 6, 1998 - March 1, 2001
CITIZENS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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